Compliance Audit Program Manager

Company: Valley Bank
Location: Wayne
Posted on: June 18, 2022

Job Description:

The Compliance Audit Program Manager is responsible for the development and continued improvement of a best-in-class compliance audit coverage program for Audit. Provides guidance and coaching on all areas of compliance to audit management and staff as needed. Leads and performs audits of an advanced type requiring expertise, discretion, and judgment for the Bank's more complex compliance and risk related areas. Acts as a liaison with management and regulators when compliance expertise is required. Responsibilities include, but are not limited to:

• Provides valuable feedback on audit planning documents and audit reports as a member of the Risk & Control Matrix Committee and Report Review and Challenge Committee.
• Keeps up to date on relevant laws and regulations and applies required changes to audit methodology, compliance mapping, and audit scope.
• Acts as compliance liaison with regulators and management for compliance related areas.
• Participates in and consults staff during the annual risk assessment process for assigned compliance areas.
• Executes high risk impact audits ensuring the scope and planning is focused on the highest risks.
• Organizes and effectively plans for large complex audits with a sense of urgency to ensure timely communication of the results.
• Pursues the timely correction of high- and moderate-risk audit issues.

Keywords: Valley Bank, Wayne , Compliance Audit Program Manager, Executive , Wayne, New Jersey